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Broker Dealer Agreements

These Broker Dealer Agreements are actual legal documents drafted by top law firms for their clients. Use them for competitive intelligence, drafting documents or to get information about transactions within a particular industry or sector. We have millions of legal documents and clauses that you can search for free.

201) DEALER MANAGER AGREEMENT

Parties: HARTMAN COMMERCIAL PROPERTIES REIT | D.H. Hill Securties, LLP
Document Date: 3/31/2005
Governing Law:Maryland


202) Dealer Manager And Consent Solicitation Agreement

Parties: REDDY ICE HOLDINGS INC | CREDIT SUISSE FIRST BOSTON LLC
Document Date: 3/31/2005
Governing Law:New York


203) Letter Agreement Amending and Restating Brokerage Agreements

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


204) Letter Agreement Amending and Restating Brokerage Agreements

Parties: DIVERSIFIED FUTURES TRUST | Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


205) Letter Agreement Amending and Restating Brokerage Agreements

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


206) Letter Agreement Amending and Restating Brokerage Agreements

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


207) Letter Agreement Amending and Restating Brokerage Agreements

Parties: WORLD MONITOR TRUST II SE | Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


208) Letter Agreement Amending and Restating Brokerage Agreements

Parties: WORLD MONITOR TRUST II SE | Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


209) Letter Agreement Amending and Restating Brokerage Agreements

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


210) Letter Agreement Amending and Restating Brokerage Agreements

Parties: Prudential Financial Derivatives, LLC.
Document Date: 3/31/2005


211) COMMERCIAL PAPER DEALER AGREEMENT

Parties: CENDANT CORP | CITIGROUP GLOBAL MARKETS INC
Document Date: 3/31/2005
Industry: Hotels and Motels
Governing Law:New York


212) COMMERCIAL PAPER DEALER AGREEMENT

Parties: CENDANT CORPORATION | BANC OF AMERICA SECURITIES LLC
Document Date: 3/31/2005
Industry: Hotels and Motels
Governing Law:New York


213) Brokerage Agreement

Parties: Bristol West Insurance Services of California, Inc.
Document Date: 3/21/2005
Governing Law:California


214) SELECTED DEALERS AGREEMENT

Parties: Acquisition Corp | HCFP/BRENNER SECURITIES LLC | Juniper Partners
Document Date: 3/1/2005


215) SELECTED DEALERS AGREEMENT

Parties: EARLYBIRDCAPITAL, INC | KBL Healthcare Acquisition Corp
Document Date: 2/25/2005


216) SELECTED DEALERS AGREEMENT

Parties: International Metal Enterprises, Inc | SUNRISE SECURITIES CORP
Document Date: 2/23/2005


217) FORM OF DEALER MANAGER AGREEMENT

Parties: Reef Global Energy VI, LP | Reef Oil & Gas Partners LLC | Reef Securities, Inc
Document Date: 2/22/2005


218) SELECTED DEALERS AGREEMENT

Parties: Broadband Capital Management LLC | Services Acquisition Corp
Document Date: 2/14/2005
Industry: Misc. Financial Services
Sector: Financial


219) EXHIBIT - 2.3 SALES AGENCY AGREEMENT

Parties: ACN Power, Inc | AMERICAN COMMUNICATIONS NETWORK, INC | Commerce Energy Group, Inc | COMMONWEALTH ENERGY CORPORATION
Document Date: 2/10/2005
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York


220) SELECTED DEALERS AGREEMENT

Parties: EARLYBIRDCAPITAL, INC | Terra Nova Acquisition Corporation
Document Date: 1/31/2005


221) SELECTED DEALERS AGREEMENT

Parties: HCFP/BRENNER SECURITIES LLC | Mercator Partners Acquisition Corp
Document Date: 1/26/2005
Governing Law:New York


222) FORM OF SELLING DEALER AGREEMENT

Parties: ICON LEASING FUND ELEVEN, LLC
Document Date: 12/30/2004


223) DEALER-MANAGER AGREEMENT

Parties: ICON LEASING FUND ELEVEN, LLC | ICON Securities Corp
Document Date: 12/30/2004
Governing Law:Connecticut


224) CORNERSTONE REALTY FUND, INC. PARTICIPATING BROKER AGREEMENT

Parties: Cornerstone Realty Company, Inc | CORNERSTONE REALTY FUND, INC | PACIFIC CORNERSTONE CAPITAL INCORPORATED
Document Date: 12/14/2004


225) CORNERSTONE REALTY FUND, INC. FORM OF DEALER MANAGER AGREEMENT

Parties: CORNERSTONE REALTY FUND, INC. | PACIFIC CORNERSTONE CAPITAL, INC
Document Date: 12/14/2004


226) COLE CREDIT PROPERTY TRUST II, INC. FORM OF DEALER MANAGER AGREEMENT

Parties: Cole Credit Property Trus | COLE CREDIT PROPERTY TRUST II, INC. | Cole Capital Corporation
Document Date: 12/9/2004
Governing Law:Maryland


227) BEHRINGER HARVARD OPPORTUNITY REIT I, INC. FORM OF DEALER MANAGER AGREEMENT

Parties: Behringer Securities LP | Behringer Harvard Opportunity REIT I, Inc
Document Date: 11/30/2004
Governing Law:Maryland


228) ATEL CAPITAL EQUIPMENT FUND XI, LLC SELECTED DEALERS AGREEMENT

Parties: ATEL CAPITAL EQUIPMENT FUND XI, LLC
Document Date: 11/8/2004


229) CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED SELECTED DEALER AGREEMENT

Parties: CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED | Carey Financial Corporation
Document Date: 9/24/2004
Governing Law:New York


230) DEALER MANAGER AGREEMENT

Parties: VERTEX PHARMACEUTICALS INCORPORATED | UBS SECURITIES LLC | Cede & Co
Law Firm: Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Document Date: 9/17/2004
Industry: Biotechnology and Drugs
Sector: Healthcare
Governing Law:New York


231) EXHIBIT 10.1 COMMERCIAL PAPER DEALER AGREEMENT

Parties: Southern California Edison Company | Credit Suisse First Boston LLC
Document Date: 9/10/2004
Governing Law:New York


232) EXHIBIT 10.2 COMMERCIAL PAPER DEALER AGREEMENT 4(2) PROGRAM

Parties: SOUTHERN CALIFORNIA EDISON COMPANY | LEHMAN BROTHERS INC | JPMorgan Chase Bank
Document Date: 9/10/2004
Governing Law:New York


233) BROKER-DEALER AGREEMENT BETWEEN DEUTSCHE BANK TRUST COMPANY AMERICAS, AS AUCTION AGENT AND RBC DAIN RAUSCHER INC., AS BROKER-DEALER DATED AS OF AUGUST 1, 2004 RELATING TO EDUCATION LOANS INCORPORATED STUDENT LOAN ASSET-BACKED NOTES SENIOR SERIES 2004-C1, C2, C3, C4 AND C5 AND SUBORDINATE SERIES 2004-D BROKER-DEALER AGREEMENT

Parties: EDUCATION LOANS INC /DE
Document Date: 8/13/2004
Governing Law:New York


234) EX-1.1 DEALER MANAGER AGREEMENT

Parties: TECO ENERGY INC | MERRILL LYNCH & CO | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J. P. MORGAN SECURITIES INC | MORGAN STANLEY & CO. INCORPORATED | UBS SECURITIES LLC | SG AMERICAS SECURITIES, LLC
Document Date: 7/28/2004
Industry: Electric Utilities
Sector: Utilities
Governing Law:New York


235) BOSTON CAPITAL TAX CREDIT FUND V L.P. DEALER-MANAGER AGREEMENT

Parties: Boston Capital Securities, Inc. | Boston Capital Associates V L.L.C | BCTC V Assignor Corp | BOSTON CAPITAL TAX CREDIT FUND V L.P.
Document Date: 7/26/2004


236) DEALER MANAGER AGREEMENT

Parties: COUNTRYWIDE FINANCIAL CORPORATION | COUNTRYWIDE HOME LOANS, INC | Lehman Brothers Inc
Law Firm: Simpson Thacher & Bartlett LLP; Munger, Tolles & Olson LLP
Document Date: 7/12/2004
Governing Law:New York


237) DEALER MANAGER AGREEMENT

Parties: Harris Nesbitt Corp. | BMO Nesbitt Burns Inc. | Golden Star Resources Ltd
Document Date: 7/7/2004
Industry: Gold and Silver
Sector: Basic Materials


238) SKB REIT, INC. UP TO 33,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENT

Parties: SKB REIT, Inc.
Document Date: 7/1/2004
Governing Law:New York


239) DEALER MANAGER AGREEMENT

Parties: INLAND WESTERN RETAIL REAL ESTATE TRUST, INC.
Document Date: 5/17/2004


240) DEALER MANAGER AGREEMENT

Parties: DIVIDEND CAPITAL INC
Document Date: 4/8/2004
Governing Law:Maryland


241) SELECTED DEALER AGREEMENT

Parties: INTERVEST MORTGAGE CORP | SAGE, RUTTY & CO., INC.
Document Date: 3/31/2004


242) DEALER MANAGER AGREEMENT

Parties: ELECTRONIC DATA SYSTEMS CORPORATION | MERRILL LYNCH & CO. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | CREDIT SUISSE FIRST BOSTON LLC | DEUTSCHE BANK SECURITIES INC | J. P. MORGAN SECURITIES INC | SG COWEN SECURITIES CORPORATION
Document Date: 3/31/2004
Industry: Computer Services
Sector: Technology
Governing Law:New York


243) DEALER AGREEMENT

Parties: HARSCO CORP | HARSCO FINANCE B.V | ING BELGIUM SA/NV
Document Date: 3/11/2004
Industry: Misc. Capital Goods


244) SOLICITING DEALER AGREEMENTMewbourne Energy 04-05 Drilling Programs

Parties: MEWBOURNE ENERGY PARTNERS | Mewbourne Development Corporation
Law Firm: Vinson & Elkins L.L.P.
Document Date: 3/5/2004
Governing Law:Texas


245) DEALER MANAGER AGREEMENT

Parties: MEWBOURNE ENERGY PARTNERS | Mewbourne Securities, Inc | Mewbourne Development Corporation
Law Firm: Vinson & Elkins L.L.P.
Document Date: 3/5/2004
Governing Law:Texas


246) BROKER-DEALER AGREEMENT

Parties: EDUCATION LOANS INC /DE | DEUTSCHE BANK TRUST COMPANY AMERICAS, | RBC DAIN RAUSCHER INC.,
Document Date: 2/25/2004
Governing Law:New York


247) SALES AGENCY AGREEMENT BETWEEN SPRINT COMMUNICATIONS COMPANY L.P. AND AIRGATE PCS, INC

Parties: AirGate PCS, Inc | Sprint Communications Company
Document Date: 1/17/2003
Industry: Communications Services
Sector: Services
Governing Law:Kansas


248) SALES AGENCY AGREEMENT BETWEEN SPRINT COMMUNICATIONS COMPANY L.P. AND AIRGATE PCS, INC

Parties: AirGate PCS, Inc | Sprint Communications Company
Document Date: 1/15/2003
Industry: Communications Services
Sector: Services
Governing Law:Kansas


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